Are you aware of the vital role that compliance officers play? Well, we have the best answers for you thus no need to be too judgmental and hard on yourself. This job is not well known widely because it was has been available for a relatively short period of time. However, it has been noted that its ranks are tremendously growing despite the short period of time in the job market.
The general role that compliance officers play is to ensure that a compliance program is implemented in a way that all regulatory and ethical projects are identified and fixed accordingly. These problems are done away with using tools which are familiar to us such as the risk assessments, education, investigations and audits. Compliance officers ensure that a problem is fully fixed and measures are put in place to prevent recurring of the same problem.
Why is a Compliance Officer Important?
This profession has grown within a short time frame of 20 years and calling for the need to serve in different areas. This is one of the careers that are growing more rapidly thus offering numerous and best opportunities that ensure proper advancement. This can be traced easily especially in heavily regulated industries such as gaming, insurance and banking among others. Compliance officers are involved in companies to ensure that all rules are followed to the latter. Additionally, through the enforcement community, these officers keep employees in track so that no punitive mistakes are found in operations within the industry. For you to become a compliance officer you are required to have technical skills and more so have the ability to influence the leadership of the company you work with.
Life and Work of Helane Morrison
Helane Morrison is a determined compliance officer working for Hall Capital Partners LLC. Additionally she also serves as a member of the firm’s executive committee. She is the first woman to be appointed as the district chief. For the past years, Helane has been working hand in hand with other people to ensure that their impact and presence are enforced and strengthened. Being a visionary woman, Helane is committed to ensure that the momentum of the office is maintained and even improved on areas of weaknesses.
From 1996, Morrison served in San Francisco law firm and later on in 1991 she raised her bar to being a partner of the firm. Here she concentrated much on private securities defense as well as business litigation. As a compliance officer she is worth being acknowledged because of the great role she has played in the industry.